Technology

Securities Industry Software (SIS) - Back Office Software

Our clearing firm First Southwest Company's Clearance Services Division utilizes the Securities Industry Software (SIS), a division of ADP, to expedite and closely track all account transactions. First Southwest Company delivers real time market information, real time customer account information, and access to historical transaction data directly to our desktops.

Our state-of-the-art system can provide us with:

• On-line trading
• Real time updating of client positions and balances
• Historical On-line Account Activity (13 months)
• On-line account set up
• Reports
• Internet access
• Security via VPN (Virtual Private Network)

The SIS/ADP order execution system is one of the foremost in the industry in executing orders via automated interfaces to all major exchanges and the OTC markets.

It is important to note that First Southwest Company utilizes a state-of-the-art real time back office processing system, rather that the "batch" systems utilized by most clearing firms. This allows us to enjoy immediate access to the most current account information.

These services can be integrated and delivered via point-to-point connections, or over the Internet.

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